SEC FORM 3/A SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Johnson & Johnson Innovation - JJDC, Inc.

(Last) (First) (Middle)
410 GEORGE STREET

(Street)
NEW BRUNSWICK NJ 08901

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/15/2023
3. Issuer Name and Ticker or Trading Symbol
CVRx, Inc. [ CVRX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
09/18/2023
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy)(1)(2) (3) 12/14/2023 Common Stock 237 0.237 D(1)(2)
Stock Option (Right to Buy)(1)(2) (3) 11/18/2024 Common Stock 158 0.237 D(1)(2)
Stock Option (Right to Buy)(1)(2) (3) 08/06/2025 Common Stock 189 0.237 D(1)(2)
Stock Option (Right to Buy)(1)(2) (3) 08/06/2025 Common Stock 165 0.237 D(1)(2)
Stock Option (Right to Buy)(1)(2) (3) 08/06/2025 Common Stock 118 0.237 D(1)(2)
Stock Option (Right to Buy)(1)(2) (3) 08/06/2025 Common Stock 71 0.237 D(1)(2)
Stock Option (Right to Buy)(1)(2) (3) 08/06/2025 Common Stock 23 0.237 D(1)(2)
Stock Option (Right to Buy)(1)(2) (3) 11/09/2025 Common Stock 85 0.237 D(1)(2)
Stock Option (Right to Buy)(1)(2) (3) 02/01/2027 Common Stock 758 0.237 D(1)(2)
Stock Option (Right to Buy)(1)(2) (3) 02/01/2027 Common Stock 489 0.237 D(1)(2)
Stock Option (Right to Buy)(1)(2) (3) 02/15/2028 Common Stock 758 0.237 D(1)(2)
Stock Option (Right to Buy)(1)(2) (3) 02/15/2028 Common Stock 300 0.237 D(1)(2)
Stock Option (Right to Buy)(1)(2) (3) 11/28/2028 Common Stock 758 1.186 D(1)(2)
Stock Option (Right to Buy)(1)(2) (3) 11/28/2028 Common Stock 142 1.186 D(1)(2)
Stock Option (Right to Buy)(1)(2) (4) 12/05/2029 Common Stock 758 3.955 D(1)(2)
Stock Option (Right to Buy)(1)(2) (5) 01/04/2031 Common Stock 1,264 5.141 D(1)(2)
Explanation of Responses:
1. This Form 3 Amendment is being filed solely to report the Stock Options that were inadvertently omitted from the Form 3 filed by the Reporting Person on September 18, 2023. The beneficial ownership and pecuniary interest of Johnson & Johnson ("J&J") in the securities reported herein has not changed. On September 15, 2023, Johnson & Johnson Innovation - JJDC, Inc., a New Jersey corporation and wholly-owned subsidiary of J&J ("Old JJDC") completed an internal reorganization, whereby, through a series of transactions, Old JJDC merged with and into a newly-formed wholly-owned subsidiary of J&J organized under Delaware law,
2. (Continued from footnote 1) ultimately resulting in all assets and securities owned by Old JJDC now being held by a Delaware corporation also named "Johnson & Johnson Innovation - JJDC, Inc." ("New JJDC"). By operation of law, the securities reported herein are now held directly by New JJDC. A separate Form 4 Amendment will be filed to disclose Old JJDC's disposition of the securities reported herein.
3. Fully vested.
4. Vests as to 1/48th of the shares each month commencing January 6, 2020.
5. Vests as to 1/48th of the shares each month commencing January 11, 2021.
Johnson & Johnson Innovation - JJDC, Inc., By: /s/ Jill McManus, Assistant Treasurer 02/02/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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